RESTORATIVE JUSTICE AS REACTION TO CRIME:
DEVELOPMENT AND CONCEPTUALISATION
Prof. J. J. Neser
Department of Criminology
University of South Africa
INTRODUCTION
In the 1950s the psychologist, Eglash,
(Van Ness & Strong 1997:28) spoke of the concepts "creative restitution"
and the "second mile", about healing and not depending only on the punishment
of offenders. A decade later Schafer (Schmalleger 1996:298) introduced
the paradigm of restitution of victims. Although the term "restorative
justice" is often attributed to modern authors like Barnett (1997:279),
it is not a new concept or a new "move" in the history of reactions to
crime. In many respects, the so-called "new" paradigm of restorative justice
represents a return to traditional responses to crime that had victim reparation
as a basic premise.
The purpose of the article is
-
to discuss the development of restorative
justice as a traditional/non-western and as a modern/western reaction to
crime; and
-
to explore the basic premise of restorative
justice by means of a conceptual analysis.
DEVELOPMENT OF RESTORATIVE JUSTICE
Braithwaite (1997:3) points out that restorative
justice has been the dominant model of criminal justice throughout most
of human history. People traditionally have been very reluctant to call
in the state for dispute resolution, even when the state claimed that role.
For centuries the role of the state in prosecution was minimal. Instead
it was widely accepted that the community had to solve its own disputes.
In the following paragraphs we will look
at the occurrence and development of restorative justice as a reaction
to crime in traditional/non-western and modern/western criminal justice
systems.
Restorative justice as a traditional/non-western
reaction to crime
Bazemore and Umbreit (1995:301-302) are
of the opinion that in the traditional reaction to crime or disputes between
individuals that were regarded as belonging to the group, these were settled
without interference by the state. It was acknowledged that members of
the community were injured by the crime and that restoration of the relationships,
reconciliation between parties and reparation to the victim or the injured
party were necessary.
Not only can the origin of the principles
of restorative justice be tracked to traditional reactions to crime, they
also emerged clearly in the strongly established traditions of non-western
societies. The indigenous law of some African legal systems is aimed mainly
at:
-
settling relationships between individuals
mutually and not between individuals and the state;
-
achieving harmony in the community;
-
communal interests as opposed to the more
individualistic western law;
-
mediation rather than prosecuting in the courts;
and
-
the restitution of the injured party.
One of the most important functions of the
indigenous African legal systems is ".....the restoration of the disturbed
social equilibrium within the community" (Mqeke 1995:364).
The African concept of ubuntu as
the philosophy of personhood underlies the concept of restorative justice
as a reaction to crime. Mbigi (1995:1-2) identifies the following outstanding
values that are emphasised in the concept ubuntu:
-
group solidarity
-
conformity to group values
-
compassion
-
respect
-
human dignity
-
collective unity.
The Ubuntu view of humanity influences
the interpretation of justice and people's reaction to crime. Two principles,
in particular, emerge strongly, namely that every individual is affected
by the injury(harming) of another, and reactions to injury or harm must
be aimed at the restoration of the victim's damage.
Restorative justice as a modern/western
reaction
Restorative justice as a reaction to crime
in the modern age took shape mainly in an earlier community-based experiment
in North America with mediation between victims and offenders. Zehr (1990:6-7)
is of the opinion that this experimentation led to alternative programmes
for the disposition of offenders, which developed for various reasons,
including:
-
that the criminal justice system had become
too complex;
-
community needs were not being met;
-
handling disputes is better put in the hands
of the community than in centralised state organs.
Marshall (1998:3) maintains that officials'
frustrations at the limitations of traditional approaches in criminal justice
(e.g. the one-sided emphasis on the retributive or the rehabilitation approach)
contributed further to the development of principles and procedures underlying
restorative justice. Officials began to experiment with new approaches
to the crime problem in their daily criminal justice practice. Procedures
developed through experimentation with "what works" in terms of impact
on offenders, victims' satisfaction and public acceptability. In particular,
they came to the conclusion that -
-
the needs of victims, offenders and the community
are not separate from each other; and
-
the criminal justice system must become actively
involved in all three these interest groups to succeed in the fight against
crime.
Van Ness and Strong (1997:4) isolate five
developments or movements that made the biggest contribution to the establishment
of restorative justice:
-
The movement for informal justice,
which calls for more informal procedures that can assure better access
to and participation in the criminal justice system.
-
The proponents of social justice whichhave
the promotion of the social welfare of the community in general as their
goal.
-
Restitution as a reaction to crime
aroused new interest in the 1970s. Restitution is a process in which the
offender is held accountable for the financial losses the victim suffered
as a result of the crime.
-
The champions of victims' rights focus on
the victims' needs. Their goal is to generally empower the victim
and promote the right of victims to participate in the criminal justice
system. It must, however, be made clear that the restorative justice perspective
does not make provision for a "victims' right" approach. The action of
supporters of victim rights often stems from underlying retributive values:
"[S]ome of the more vocal groups advocating victim rights have often define
these as an absence of offender rights in a zero-sum game and have promoted
political efforts to 'get tough' with offenders through mandatory and determinate
sentencing and retributive policies."(McShane & Williams 1992:260).
In contrast to this the supporters of restorative justice (and victim needs)
promote a victim-centred approach that does not require decision-makers
to choose sides between victim and offender (Lawrence 1991:450). The concept
"victim rights" is thus not synonymous for the concept "victim needs".
-
Experiments with victim/offender mediation
and
family group conferencing.
Victim/offender mediation is a process
that makes provision for victims and their offenders to meet on a voluntary
basis and in the presence of a mediator to discuss the crime and develop
a plan together to restore the damage of the crime. Family group conferencing
involves the group of people most affected by the crime - the victim, the
offender, and the family, friends and supporters of both parties - in working
out a plan, under the guidance of a mediator, in the interests of the victim,
the offender and the community.
Truth commissions have come forward over the
past two decades in reaction to serious human rights abuses and as a (restorative)
alternative to criminal trials. The South African Truth and Reconciliation
Commission (the TRC) is a modern restorative justice model within which
serious human rights abuses of the past are dealt with. Public hearings
(trials) and statements offer victims, witnesses and offenders the opportunity
to reveal the truth of incidents to society. In this way those involved
gain insight into each other's experiences and the way is paved for remorse,
forgiveness, reparation and reconciliation. Zehr (1996: 1-2) summarises
the comprehensive task of the Commission up as follows:
-
The construction and publication of a complete
picture of the violations of human rights under the apartheid regime.
-
recommendations for the reparation and rehabilitation
of victims and families (the survivors).
-
Amnesty to offenders who reveal the full truth
and show genuine remorse.
-
Recommendations to prevent similar violations.
CONCEPTUAL ANALYSIS
To shed more light on the question "What
is restorative justice?" we will draw attention to a definition, the purpose,
basic principles, and advantages and limitations of restorative justice.
Definition of concepts
Criminologists tend to emphasise different
aspects of restorative justice in the description of the concept:
-
Bazemore and Umbreit (1995:302) hold the view
that restorative justice seeks to respond to crime at the micro and
macro
level. At the micro level the emphasis is on the damage of the crime
and the restoration of the victim, while the macro level refers to community
safety and criminogenic circumstances in communities.
-
Conner (1998: 1) focuses on crime as a violation
of personal relationships that have to be restored. She further points
out that the offender returns to the community, and this forms the rationale
for the involvement of the broad community in the restorative justice process.
-
The description of the South African Law Commissions
(1997:6-7) is closely linked to Van Ness's (1993:259) exposition. Emphasis
is placed on the fact that
-
a crime is harming or damaging to another
person and is not so much a breach of law;
-
the victim and offender must be encouraged
to put aside differences and conflicts together;
-
the victim and offender should occupy a central
position in the criminal justice system;
-
the criminal justice system functions in a
facilitating role in regard to offender responsibility and the participation
of both the offender and the victim in the process of putting matters right.
The purpose of restorative justice
The primary purpose of restorative justice
is to
-
give attention in a meaningful way to the
victims'
needs at material, financial, emotional and social levels;
-
enable offenders to accept responsibility
for their actions;
-
activate community involvement in order
to be actively involved in initiatives to promote community safety;
-
prevent recidivism and promote community safety
by making the successful
reintegration of offenders into the community
possible; and
-
prevent the escalation of case loads
in the various sectors of the criminal justice system with concomitant
delays and financial implications.
Underlying principles
Upon further analysis and reflection on
the definition of concepts and the purpose, certain basic principles of
restorative justice can be distinguished.
Kurki (1999: 2) mentions five important
principles, namely:
-
Crime is a more comprehensive concept than
law-breaking or deviant behaviour.
-
Crime is a disruption in the three-dimensional
relationship between victim, offender and community.
-
Because crime harms the victim and the community,
it ought to be a primary objective to restore the damage and heal the victim
and the community.
-
The victim, offender and community must be
involved in establishing the content of the reaction to crime; the state
must give up its monopoly in this area.
-
Case disposition must be based on victim and
community needs - not only on the offenders' needs, responsibility, dangerousness
or criminal past.
While Kurki in her exposition emphasises victims'
needs, it does not always enjoy priority in the criminal justice process.
An example is the success achieved with collecting fines from offenders
in contrast to the inability to sanction the implementation of restitution
orders by courts in favour of victims. The prosecution authority leaves
no stone unturned to promote victim involvement in order to obtain a conviction,
but very little time and resources are spent on developing victim services,
mediation and reparation programmes.
Advantages and limitations of restorative
justice
Restorative justice has definite benefits
that
may include the following:
-
Individuals who participate experience a feeling
of involvement and also insight into the criminal justice process. The
practice of restorative justice is mostly accessible and attractive to
people because of its flexible and less formal nature.
-
It enables the victim to negotiate satisfactory
solutions.
-
The community becomes involved and that provides
an inclusive and supportive framework for promoting community safety.
-
Offenders are confronted with demands in the
sense that they have to accept responsibility and become actively involved
in fulfilling obligations to victims and the community.
Emphasis is placed on certain limitations
of
restorative justice:
-
The principle of the model inevitably rests
on the cooperation of the parties concerned. If the offender, for instance,
refuses to accept responsibility for the crime and to fulfil his or her
obligations to the victim and the community, there can be no talk of restorative
justice.
-
A certain level of competence and the availability
of infrastructure, such as a trained mediator, are prerequisites for community
participation in restorative justice programmes. However, the skills and
resources are not always available.
-
In modern society, community bonds are not
always so strong and aspects like the privacy of the individual and autonomy
are strongly emphasised. A significant shift to community participation
and involvement in restorative justice programmes will necessarily put
a high premium on community education and the development of community
sources.
-
Any existing social injustices in and between
communities could have a negative influence on the implementation of restorative
justice. Social division can prejudice the cooperation of parties in the
criminal justice process.
-
Some people are of the opinion that restorative
justice is a "soft" option for the offender.
-
A perception that restorative justice only
applies in the case of juveniles and minor offences is quite common.
CONCLUSION
The traditional destination in criminal
justice was often aimed at the so-called three "Rs", which were expressed
as "revenge", "retaliation" and "retribution". Gradually, in the 1960s
and 1970s, a fourth "R" was added in the form of "rehabilitation" and
in the last decades of the twentieth century the contemporary criminal
justice map was completed with the fifth "R", namely "restorative" justice.
Those who support the perspective of restorative
justice usually have four fundamental views in common, namely:
Restorative justice takes a new look
at crime and the reaction to crime by the intervention of the criminal
justice system.
-
Crime is an impairment of the victim and not
just an offence against the state.
-
Crime may be interpreted as any wrong action
that violates relationships between people or harms community life.
-
In the restorative justice perspective the
offender is held accountable for the damage caused. Justice is done to
the victims, the victimised communities, and offenders.
Restorative justice provides an extended
role for the victim in the criminal justice process.
-
Many victims feel excluded when their cases
are handled in the criminal justice system. There is a need, for example,
to talk freely about their pain and feelings toward the criminal, but the
present procedures leave little room for that. From the restorative justice
perspective, programmes are developed or adjusted to hear the victim. Victims
are empowered by the opportunity to state their needs and indicate how
these needs can be satisfied.
Restorative justice offer broader possibilities
for community involvement in the reaction to crime.
-
The restorative justice perspective involves
community members on an individual basis as well as community institutions,
such as schools, businesses and religious groups, in a variety of proactive
and reactive programmes to reinforce community bonds between people and
organisations.
-
The point of departure is that the community
has the right to feel safe.
-
The feeling of community safety and community
capacity for collective action (reaction to crime) is reinforced by actively
involving members in restoration processes.
Restorative justice requires offenders
to accept responsibility for crimes and to fulfil their obligations to
the victim and community.
-
Offenders must actively work at restoring
the damage they caused to victims and the community - to "make things right
".
-
For many offenders, just a fine or a short
term of imprisonment is easier, for example, than making personal reparation
to victims.
-
In restorative justice programmes the offender
becomes aware of the personal detriment to the victim and the opportunity
arises to restore the damage to the victim and the community.
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VORP
News Service, 10 January 1997:1-5